George Oliver - 22 Nov 2024 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Issuer symbol
JCI
Transactions as of
22 Nov 2024
Net transactions value
-$8,838,812
Form type
4
Filing time
25 Nov 2024, 18:46:15 UTC
Previous filing
21 Nov 2024
Next filing
04 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $5,934,373 +170,430 +15% $34.82 1,337,422 22 Nov 2024 Direct
transaction JCI Ordinary Shares Sale $14,264,991 -170,430 -13% $83.70 1,166,992 22 Nov 2024 Direct F1
transaction JCI Ordinary Shares Options Exercise $358,785 +10,304 +0.88% $34.82 1,177,296 25 Nov 2024 Direct
transaction JCI Ordinary Shares Sale $866,979 -10,304 -0.88% $84.14 1,166,992 25 Nov 2024 Direct F2
holding JCI Ordinary Shares 152,759 22 Nov 2024 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69,866 22 Nov 2024 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -170,430 -94% $0.000000 10,304 22 Nov 2024 Ordinary Shares 170,430 $34.82 Direct F3
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -10,304 -100% $0.000000 0 25 Nov 2024 Ordinary Shares 10,304 $34.82 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.50 to $84.17 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.05 to $84.23 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.