George Oliver - Nov 20, 2024 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Nov 20, 2024
Transactions value $
-$14,176,840
Form type
4
Date filed
11/21/2024, 06:52 PM
Previous filing
Nov 18, 2024
Next filing
Nov 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $7.8M +224K +19.21% $34.82 1.39M Nov 20, 2024 Direct
transaction JCI Ordinary Shares Sale -$18.5M -224K -16.11% $82.72 1.17M Nov 20, 2024 Direct F1
transaction JCI Ordinary Shares Options Exercise $2.42M +69.4K +5.95% $34.82 1.24M Nov 21, 2024 Direct
transaction JCI Ordinary Shares Sale -$5.86M -69.4K -5.61% $84.40 1.17M Nov 21, 2024 Direct F2
holding JCI Ordinary Shares 153K Nov 20, 2024 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69.9K Nov 20, 2024 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -224K -47.26% $0.00 250K Nov 20, 2024 Ordinary Shares 224K $34.82 Direct F3
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -69.4K -27.74% $0.00 181K Nov 21, 2024 Ordinary Shares 69.4K $34.82 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.62 to $82.86 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.25 to $84.61 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.