George Oliver - 20 Nov 2024 Form 4 Insider Report for Johnson Controls International plc (JCI)

Signature
/s/ Leanne Michels, attorney-in-fact
Issuer symbol
JCI
Transactions as of
20 Nov 2024
Net transactions value
-$14,176,840
Form type
4
Filing time
21 Nov 2024, 18:52:09 UTC
Previous filing
18 Nov 2024
Next filing
25 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $7,804,973 +224,152 +19% $34.82 1,391,144 20 Nov 2024 Direct
transaction JCI Ordinary Shares Sale $18,541,853 -224,152 -16% $82.72 1,166,992 20 Nov 2024 Direct F1
transaction JCI Ordinary Shares Options Exercise $2,415,881 +69,382 +5.9% $34.82 1,236,374 21 Nov 2024 Direct
transaction JCI Ordinary Shares Sale $5,855,841 -69,382 -5.6% $84.40 1,166,992 21 Nov 2024 Direct F2
holding JCI Ordinary Shares 152,759 20 Nov 2024 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69,866 20 Nov 2024 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -224,152 -47% $0.000000 250,116 20 Nov 2024 Ordinary Shares 224,152 $34.82 Direct F3
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -69,382 -28% $0.000000 180,734 21 Nov 2024 Ordinary Shares 69,382 $34.82 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.62 to $82.86 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.25 to $84.61 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.