David M. DeMilia - Nov 14, 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, Pres of TCB Hudson Valley
Signature
/s/ David M. DeMilia
Stock symbol
TMP
Transactions as of
Nov 14, 2024
Transactions value $
-$9,429
Form type
4
Date filed
11/18/2024, 03:12 PM
Previous filing
Nov 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Options Exercise $25.9K +527 +9.17% $49.22 6.28K Nov 14, 2024 Direct
transaction TMP Common Stock Tax liability -$32.3K -433 -6.9% $74.67 5.84K Nov 14, 2024 Direct F1
transaction TMP Common Stock Options Exercise $19.6K +348 +5.95% $56.29 6.19K Nov 14, 2024 Direct
transaction TMP Common Stock Tax liability -$22.6K -303 -4.89% $74.67 5.89K Nov 14, 2024 Direct F1
holding TMP Common Stock 155 Nov 14, 2024 By 401(k)
holding TMP Common Stock 1.91K Nov 14, 2024 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMP Stock Appreciation Rights (SAR) Options Exercise $0 -527 -100% $0.00 0 Nov 14, 2024 Common Stock 527 $49.22 Direct F2
transaction TMP Stock Appreciation Rights (SAR) Options Exercise $0 -348 -100% $0.00 0 Nov 14, 2024 Common Stock 348 $56.29 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for Option cost and taxes
F2 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.