Stephen J. Squeri - 07 Nov 2024 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Signature
/s/ Douglas C. Turnbull, attorney-in-fact
Issuer symbol
AXP
Transactions as of
07 Nov 2024
Transactions value $
-$31,868,059
Form type
4
Filing time
12 Nov 2024, 14:50:53 UTC
Previous filing
25 Apr 2024
Next filing
30 Jan 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $6.49M +66.2K +71.36% $97.98 159K 07 Nov 2024 Direct F1
transaction AXP Common Stock Options Exercise $10.5M +104K +65.65% $100.96 263K 07 Nov 2024 Direct
transaction AXP Common Stock Sale -$8.12M -28.4K -10.8% $285.49 235K 07 Nov 2024 Direct F2
transaction AXP Common Stock Sale -$9.89M -34.6K -14.71% $286.13 200K 07 Nov 2024 Direct F3
transaction AXP Common Stock Sale -$18.7M -65.2K -32.53% $286.54 135K 07 Nov 2024 Direct F4
transaction AXP Common Stock Sale -$6.32M -22K -16.28% $287.36 113K 07 Nov 2024 Direct F5
transaction AXP Common Stock Sale -$5.88M -20.4K -18.03% $288.05 92.8K 07 Nov 2024 Direct F6
holding AXP Common Stock 38.8K 07 Nov 2024 by 2020 GRAT
holding AXP Common Stock 129 07 Nov 2024 401(k) Trust F7
holding AXP Common Stock 59.5K 07 Nov 2024 by GRAT F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -66.2K -100% $0.00 0 07 Nov 2024 Common Stock 66.2K $97.98 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -104K -100% $0.00 0 07 Nov 2024 Common Stock 104K $100.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Balance reflects 16,500 shares transferred from the Grantor Retained Annuity Trust on November 7, 2024, in the form of the annuity, which is exempt from Section 16 pursuant to Rule 16a-13.
F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $284.90 to $285.87. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $285.88 to $286.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $286.35 to $286.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $286.78 to $287.75. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F6 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $287.76 to $288.54. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F7 Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F8 Balance reflects 16,500 shares transferred from the Grantor Retained Annuity Trust on November 7, 2024, in the form of the annuity, which is exempt from Section 16 pursuant to Rule 16a-13.