Michael E. Daniels - Nov 6, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Chairman, President & CEO, Director
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Michael E. Daniels
Stock symbol
NIC
Transactions as of
Nov 6, 2024
Transactions value $
-$3,662,097
Form type
4
Date filed
11/8/2024, 10:38 AM
Previous filing
Oct 24, 2024
Next filing
Nov 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $3.1M +63.6K +87.74% $48.85 136K Nov 6, 2024 Direct
transaction NIC Common Stock Sale -$5.68M -54.1K -39.8% $104.99 81.9K Nov 6, 2024 Direct
transaction NIC Common Stock Sale -$1.08M -9.43K -11.51% $115.00 72.4K Nov 6, 2024 Direct F1
holding NIC Common Stock 6.25K Nov 6, 2024 By 401(k) Plan
holding NIC Common Stock 9.8K Nov 6, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -63.6K -84.73% $0.00 11.4K Nov 6, 2024 Common Stock 63.6K $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on October 24, 2024. Mr. Daniels owns a total of 945 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 11,449 shares.