MICHAEL E. DANIELS - 06 Nov 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Chairman, President & CEO, Director
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Michael E. Daniels
Issuer symbol
NIC
Transactions as of
06 Nov 2024
Net transactions value
-$3,662,097
Form type
4
Filing time
08 Nov 2024, 10:38:57 UTC
Previous filing
24 Oct 2024
Next filing
13 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $3,104,466 +63,551 +88% $48.85 135,985 06 Nov 2024 Direct
transaction NIC Common Stock Sale $5,682,689 -54,126 -40% $104.99 81,859 06 Nov 2024 Direct
transaction NIC Common Stock Sale $1,083,875 -9,425 -12% $115.00 72,434 06 Nov 2024 Direct F1
holding NIC Common Stock 6,252 06 Nov 2024 By 401(k) Plan
holding NIC Common Stock 9,803 06 Nov 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -63,551 -85% $0.000000 11,449 06 Nov 2024 Common Stock 63,551 $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on October 24, 2024. Mr. Daniels owns a total of 945 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 11,449 shares.