Michael E. Daniels - 23 Oct 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Oct 2024, 17:37:06 UTC
Prior SEC filing
03 Sep 2024
Next SEC filing
08 Nov 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Michael E. Daniels

Key filing fact

Michael E. Daniels filed Form 4 for NICOLET BANKSHARES INC (NIC) on 24 Oct 2024.

Key facts

  • This page summarizes Michael E. Daniels's Form 4 filing for NICOLET BANKSHARES INC (NIC).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 24 Oct 2024, 17:37.

Change

  • Previous filing in this sequence was filed on 03 Sep 2024.
  • Current net transaction value: -$1,518,495.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NIC transaction

Common Stock

Options Exercise

Transaction value
$1,420,118
Shares
+29,071
Change %
+40%
Price
$48.85
Shares after
101,505
Date
23 Oct 2024
Ownership
Direct
NIC transaction

Common Stock

Sale

Transaction value
$2,938,613
Shares
-29,071
Change %
-29%
Price
$101.08
Shares after
72,434
Date
23 Oct 2024
Ownership
Direct
Footnotes
F1, F2
NIC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,252
Date
23 Oct 2024
Ownership
By 401(k) Plan
NIC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,803
Date
23 Oct 2024
Ownership
By Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NIC transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-29,071
Change %
-28%
Price
$0.000000
Shares after
75,000
Date
23 Oct 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
29,071
Exercise price
$48.85
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $101.000 to $101.5950, inclusive. Mr. Daniels undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Footnote F2

Includes an additional 32 shares acquired under the Employee Stock Purchase Plan since Mr. Daniels last Form 4 filing dated September 3, 2024. Mr. Daniels owns a total of 945 shares in the Employee Stock Purchase Plan as of the date of this report.

Footnote F3

The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 75,000 shares.

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