Brad V. Hutjens - Nov 6, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
EVP - CCO - Nicolet Natl Bank
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens
Stock symbol
NIC
Transactions as of
Nov 6, 2024
Transactions value $
-$776,250
Form type
4
Date filed
11/8/2024, 10:28 AM
Previous filing
Oct 30, 2024
Next filing
Nov 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $659K +13.5K +50.61% $48.85 40.2K Nov 6, 2024 Direct
transaction NIC Common Stock Sale -$714K -6.75K -16.8% $105.85 33.4K Nov 6, 2024 Direct
transaction NIC Common Stock Sale -$721K -6.75K -20.2% $106.85 26.7K Nov 6, 2024 Direct F1
holding NIC Common Stock 1.82K Nov 6, 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -13.5K -33.33% $0.00 27K Nov 6, 2024 Common Stock 13.5K $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Employee Stock Purchase Plan. Mr. Hutjens has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on October 30, 2024. Mr. Hutjens owns a total of 732 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 27,000 shares.