Brad V. Hutjens - Oct 28, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
EVP - CCO - Nicolet Natl Bank
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens
Stock symbol
NIC
Transactions as of
Oct 28, 2024
Transactions value $
-$246,240
Form type
4
Date filed
10/30/2024, 04:22 PM
Previous filing
Oct 28, 2024
Next filing
Nov 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $223K +4.56K +17.1% $48.85 31.2K Oct 28, 2024 Direct
transaction NIC Common Stock Sale -$469K -4.56K -14.6% $102.85 26.7K Oct 28, 2024 Direct F1
holding NIC Common Stock 1.82K Oct 28, 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -4.56K -10.12% $0.00 40.5K Oct 28, 2024 Common Stock 4.56K $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Employee Stock Purchase Plan. Mr. Hutjens has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on October 28, 2024. Mr. Hutjens owns a total of 732 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 40,500 shares.