David Kershaw - Oct 28, 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role: SVP, PAO
Signature: /s/ David. K. Kershaw
Stock symbol: TMP
Transactions as of: Oct 28, 2024
Transactions value $: -$5,236
Form type: 4
Date filed: 10/29/2024, 08:58 AM
Previous filing: Nov 14, 2023
Next filing: Nov 12, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TMP	Common Stock	Options Exercise	$61.8K	+1.26K	+33.3%	$49.22	5.02K	Oct 28, 2024	Direct
transaction	TMP	Common Stock	Tax liability	-$67K	-1.1K	-21.96%	$60.75	3.92K	Oct 28, 2024	Direct	F1
holding	TMP	Common Stock						1.28K	Oct 28, 2024	by 401(k)
holding	TMP	Common Stock						2.53K	Oct 28, 2024	by ESOP

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TMP	Stock Appreciation Rights (SAR)	Options Exercise	$0	-1.26K	-100%	$0.00	0	Oct 28, 2024	Common Stock	1.26K	$49.22	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld for Option cost and taxes.
F2	Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.