Mark G. Ponder - Oct 24, 2024 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Admin. Officer
Signature
/s/ MARK G PONDER
Stock symbol
EFSC
Transactions as of
Oct 24, 2024
Transactions value $
$0
Form type
4
Date filed
10/25/2024, 08:50 AM
Previous filing
Jun 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Gift $0 -240 -4.5% $0.00 5.1K Oct 24, 2024 Direct F1, F2
holding EFSC Common Stock 1.01K Oct 24, 2024 401(K) Plan F3
holding EFSC Common Stock 17.2K Oct 24, 2024 Direct
holding EFSC Common Stock 200 Oct 24, 2024 Self IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Non Qualified Stock Option (Right to Buy) 4.52K Oct 24, 2024 Common Stock 4.52K $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 4.88K Oct 24, 2024 Common Stock 4.88K $48.34 Direct F4
holding EFSC Non Qualified Stock Option (Right to Buy) 4.93K Oct 24, 2024 Common Stock 4.93K $54.46 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 7.46K Oct 24, 2024 Common Stock 7.46K $39.50 Direct F6
holding EFSC Restricted Share Units 862 Oct 24, 2024 Common Stock 862 Direct F7, F8
holding EFSC Restricted Share Units 1.01K Oct 24, 2024 Common Stock 1.01K Direct F7, F9
holding EFSC Restricted Share Units 1.43K Oct 24, 2024 Common Stock 1.43K Direct F7, F10
holding EFSC Restricted Share Units 6.65K Oct 24, 2024 Common Stock 6.65K Direct F7, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F2 These shares are held jointly with spouse.
F3 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F4 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F5 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F7 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F8 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
F9 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F10 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F11 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.