ALEXANDER JOHN E - 14 May 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
Director
Signature
/s/John E. Alexander
Issuer symbol
TMP
Transactions as of
14 May 2024
Net transactions value
$0
Form type
4
Filing time
15 May 2024, 08:06:20 UTC
Previous filing
03 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TMP Common Stock 55,403 14 May 2024 Direct F1
holding TMP Common Stock 677 14 May 2024 By Spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Phantom Stock 24,434 14 May 2024 Common Stock 24,434 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

ALEXANDER JOHN E is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Mr. Alexander's term as a director expired on May 14, 2024 and he is no longer a Section 16 insider.
F2 Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.