Paul J. Battaglia - May 14, 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
Director
Signature
/s/ Paul J. Battaglia
Stock symbol
TMP
Transactions as of
May 14, 2024
Transactions value $
$0
Form type
4
Date filed
5/15/2024, 07:56 AM
Previous filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TMP Common Stock 7.39K May 14, 2024 Direct F1
holding TMP Common Stock 5.19K May 14, 2024 by Spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Phantom Stock 5.57K May 14, 2024 Common Stock 5.57K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Paul J. Battaglia is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Mr. Battaglia's term as a director expired May 14, 2024 and he is no longer an insider
F2 Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.