Bonita N. Lindberg - 03 May 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
SVP, Human Resource Director
Signature
/s/ Bonita N. Lindberg
Issuer symbol
TMP
Transactions as of
03 May 2024
Net transactions value
$0
Form type
4
Filing time
06 May 2024, 18:04:22 UTC
Previous filing
14 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Disposed to Issuer $0 -4,099 -46% $0.000000 4,805 03 May 2024 Direct F1
holding TMP Common Stock 650 03 May 2024 401(K) ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Stock Appreciation Rights (SAR) 802 03 May 2024 Common Stock 802 $76.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Bonita N. Lindberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Forfeiture of unvested restricted stock awards pursuant to retirement.
F2 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.