| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Common Stock | Options Exercise | $19,785 | +1,500 | +1.1% | $13.19 | 133,518 | 12 Apr 2024 | Direct | |
| holding | APLS | Common Stock | 173,998 | 12 Apr 2024 | Indirect Owner (Epidarex) | F1 | |||||
| holding | APLS | Common Stock | 31,855 | 12 Apr 2024 | Indirect Owner (Masa) | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Stock Option (Right to Buy) | Options Exercise | $0 | -1,500 | -21% | $0.000000 | 5,500 | 12 Apr 2024 | Common Stock | 1,500 | $13.19 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The securities are held by Epidarex and the reporting person, a general partner of Epidarex, may be deemed to have voting and dispositive power over the shares held by Epidarex. The reporting person disclaims beneficial ownership over the shares held by Epidarex except to the extent of his pecuniary interest therein. |
| F2 | The securities are held by MASA and the reporting person, a managing partner of MASA, may be deemed to have voting and dispositive power over the shares held by MASA. The reporting person disclaims beneficial ownership over the shares held by MASA except to the extent of his pecuniary interest therein. |
| F3 | This option was granted on January 1, 2019 and fully vested. |