Sinclair Dunlop - Jun 21, 2024 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
Director
Signature
/s/ David Watson, attorney-in-fact for Sinclair A. Dunlop
Stock symbol
APLS
Transactions as of
Jun 21, 2024
Transactions value $
-$1,451,835
Form type
4
Date filed
6/21/2024, 07:34 PM
Previous filing
Apr 15, 2024
Next filing
Jul 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Sale -$1.38M -35.3K -20.29% $39.22 139K Jun 21, 2024 Indirect Owner (Epidarex) F1, F2, F4
transaction APLS Common Stock Sale -$67.2K -1.7K -1.22% $39.63 137K Jun 21, 2024 Indirect Owner (Epidarex) F1, F3, F4
holding APLS Common Stock 134K Jun 21, 2024 Direct
holding APLS Common Stock 31.9K Jun 21, 2024 Indirect Owner (Masa) F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were effected pursuant to a non-Rule 10b5-1 trading plan adopted by Epidarex Capital I LP on March 2, 2024.
F2 This transaction was executed in multiple trades at prices ranging from $38.59 - $39.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected in footnotes (1) and (2) of this Form 4.
F3 This transaction was executed in multiple trades at prices ranging from $39.59 - $39.67. The price reported above reflects the weighted average sale price.
F4 The securities are held by Epidarex Capital I, LP ("Epidarex") and the reporting person, a general partner of Epidarex, may be deemed to have voting and dispositive power over the shares held by Epidarex. The reporting person disclaims beneficial ownership over the shares held by Epidarex except to the extent of his pecuniary interest therein.
F5 The securities are held by MASA and the reporting person, a managing partner of MASA, may be deemed to have voting and dispositive power over the shares held by MASA. The reporting person disclaims beneficial ownership over the shares held by MASA except to the extent of his pecuniary interest therein.