Richard Thomas Miller - 28 Mar 2024 Form 4 Insider Report for Snap-on Inc (SNA)

Signature
/s/ Ryan S. Lovitz under Power of Attorney for Richard Thomas Miller
Issuer symbol
SNA
Transactions as of
28 Mar 2024
Net transactions value
-$112,732
Form type
4
Filing time
01 Apr 2024, 18:49:46 UTC
Previous filing
20 Feb 2024
Next filing
15 Oct 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $97,173 +704 +22% $138.03 3,917 28 Mar 2024 Direct F1, F2
transaction SNA Common Stock Sale $209,905 -704 -18% $298.16 3,213 28 Mar 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Options Exercise -704 -28% 1,796 28 Mar 2024 Common Stock 704 $138.03 Direct F1, F4, F5
holding SNA Stock Option (Right to Buy) 4,750 28 Mar 2024 Common Stock 4,750 $168.70 Direct F4
holding SNA Stock Option (Right to Buy) 3,728 28 Mar 2024 Common Stock 3,728 $161.18 Direct F4
holding SNA Stock Option (Right to Buy) 4,500 28 Mar 2024 Common Stock 4,500 $155.92 Direct F4
holding SNA Stock Option (Right to Buy) 4,700 28 Mar 2024 Common Stock 4,700 $155.34 Direct F4
holding SNA Stock Option (Right to Buy) 2,815 28 Mar 2024 Common Stock 2,815 $189.89 Direct F4
holding SNA Stock Option (Right to Buy) 2,941 28 Mar 2024 Common Stock 2,941 $211.67 Direct F6
holding SNA Stock Option (Right to Buy) 2,433 28 Mar 2024 Common Stock 2,433 $249.26 Direct F6
holding SNA Stock Option (Right to Buy) 2,670 28 Mar 2024 Common Stock 2,670 $269.00 Direct F6
holding SNA Restricted Stock Units 502 28 Mar 2024 Common Stock 502 Direct F7, F8
holding SNA Restricted Stock Units 556 28 Mar 2024 Common Stock 556 Direct F7, F8
holding SNA Restricted Stock Units 576 28 Mar 2024 Common Stock 576 Direct F7, F8
holding SNA Performance Units 1,006 28 Mar 2024 Common Stock 1,006 Direct F7, F9
holding SNA Performance Units 1,111 28 Mar 2024 Common Stock 1,111 Direct F7, F10
holding SNA Performance Units 1,152 28 Mar 2024 Common Stock 1,152 Direct F7, F11
holding SNA Deferred Stock Units 676 28 Mar 2024 Common Stock 676 Direct F7, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.
F2 Includes 2.1228 shares acquired under a dividend reinvestment plan.
F3 This transaction was executed in multiple trades at prices ranging from $298.03 to $298.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4 Option fully vested.
F5 Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.
F6 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F7 1 for 1.
F8 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F9 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10 If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11 If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12 Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.