Kenneth Tanji - Feb 29, 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and CFO
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 29, 2024
Transactions value $
-$496,776
Form type
4
Date filed
3/4/2024, 07:02 PM
Previous filing
Feb 27, 2024
Next filing
May 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +3.69K +19.19% $0.00 22.9K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$194K -1.78K -7.8% $108.99 21.1K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +2.47K +11.72% $0.00 23.6K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$130K -1.19K -5.06% $108.99 22.4K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +3.27K +14.6% $0.00 25.6K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$172K -1.58K -6.16% $108.99 24.1K Feb 29, 2024 Direct F2
holding PRU Common Stock 51 Feb 29, 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -3.69K -100% $0.00* 0 Feb 29, 2024 Common Stock 3.69K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -2.47K -50% $0.00 2.47K Feb 29, 2024 Common Stock 2.47K $0.00 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -3.27K -33.33% $0.00 6.54K Feb 29, 2024 Common Stock 3.27K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.