Andrew F. Sullivan - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
29 Feb 2024
Net transactions value
-$616,556
Form type
4
Filing time
04 Mar 2024, 18:59:32 UTC
Previous filing
27 Feb 2024
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +4,503 +29% $0.000000 19,976 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $233,675 -2,144 -11% $108.99 17,832 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +3,022 +17% $0.000000 20,854 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $159,452 -1,463 -7% $108.99 19,391 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +4,035 +21% $0.000000 23,426 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $223,430 -2,050 -8.8% $108.99 21,376 29 Feb 2024 Direct F2
holding PRU Common Stock 412 29 Feb 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -4,503 -100% $0.000000* 0 29 Feb 2024 Common Stock 4,503 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -3,022 -50% $0.000000 3,023 29 Feb 2024 Common Stock 3,022 $0.000000 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -4,035 -33% $0.000000 8,070 29 Feb 2024 Common Stock 4,035 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.