Andrew F. Sullivan - Feb 29, 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 29, 2024
Transactions value $
-$616,556
Form type
4
Date filed
3/4/2024, 06:59 PM
Previous filing
Feb 27, 2024
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +4.5K +29.1% $0.00 20K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$234K -2.14K -10.73% $108.99 17.8K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +3.02K +16.95% $0.00 20.9K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$159K -1.46K -7.02% $108.99 19.4K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +4.04K +20.81% $0.00 23.4K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$223K -2.05K -8.75% $108.99 21.4K Feb 29, 2024 Direct F2
holding PRU Common Stock 412 Feb 29, 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -4.5K -100% $0.00* 0 Feb 29, 2024 Common Stock 4.5K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -3.02K -49.99% $0.00 3.02K Feb 29, 2024 Common Stock 3.02K $0.00 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -4.04K -33.33% $0.00 8.07K Feb 29, 2024 Common Stock 4.04K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.