Timothy L. Schmidt - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Senior Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
29 Feb 2024
Net transactions value
-$268,551
Form type
4
Filing time
04 Mar 2024, 18:57:48 UTC
Previous filing
15 Feb 2024
Next filing
09 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +2,088 +14% $0.000000 16,842 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $109,535 -1,005 -6% $108.99 15,837 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +1,401 +8.7% $0.000000 17,425 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $73,023 -670 -4.2% $108.99 15,167 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +1,646 +11% $0.000000 16,813 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $85,993 -789 -4.7% $108.99 16,024 29 Feb 2024 Direct F2
holding PRU Common Stock 280 29 Feb 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -2,088 -100% $0.000000* 0 29 Feb 2024 Common Stock 2,088 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1,401 -50% $0.000000 1,402 29 Feb 2024 Common Stock 1,401 $0.000000 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -1,646 -33% $0.000000 3,293 29 Feb 2024 Common Stock 1,646 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.