Ann M. Kappler - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and General Counsel
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
29 Feb 2024
Net transactions value
-$283,265
Form type
4
Filing time
04 Mar 2024, 18:51:50 UTC
Previous filing
01 Mar 2024
Next filing
13 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1,791 +7.3% $0.000000 26,172 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $89,699 -823 -3.1% $108.99 25,349 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +1,649 +6.5% $0.000000 26,998 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $82,505 -757 -2.8% $108.99 26,241 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,219 +8.5% $0.000000 28,460 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $111,061 -1,019 -3.6% $108.99 27,441 29 Feb 2024 Direct F2
holding PRU Common Stock 798 29 Feb 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -1,791 -100% $0.000000* 0 29 Feb 2024 Common Stock 1,791 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1,649 -50% $0.000000 1,649 29 Feb 2024 Common Stock 1,649 $0.000000 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -2,219 -33% $0.000000 4,439 29 Feb 2024 Common Stock 2,219 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.