Ann M. Kappler - Feb 29, 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and General Counsel
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 29, 2024
Transactions value $
-$283,265
Form type
4
Date filed
3/4/2024, 06:51 PM
Previous filing
Mar 1, 2024
Next filing
Mar 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1.79K +7.35% $0.00 26.2K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$89.7K -823 -3.14% $108.99 25.3K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +1.65K +6.51% $0.00 27K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$82.5K -757 -2.8% $108.99 26.2K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +2.22K +8.46% $0.00 28.5K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$111K -1.02K -3.58% $108.99 27.4K Feb 29, 2024 Direct F2
holding PRU Common Stock 798 Feb 29, 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -1.79K -100% $0.00* 0 Feb 29, 2024 Common Stock 1.79K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1.65K -50% $0.00 1.65K Feb 29, 2024 Common Stock 1.65K $0.00 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -2.22K -33.33% $0.00 4.44K Feb 29, 2024 Common Stock 2.22K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.