Lucien Alziari - Feb 29, 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 29, 2024
Transactions value $
-$331,330
Form type
4
Date filed
3/4/2024, 04:23 PM
Previous filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +2.3K +5.72% $0.00 42.5K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$122K -1.12K -2.64% $108.99 41.4K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +1.72K +4.15% $0.00 43.1K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$91.2K -837 -1.94% $108.99 42.3K Feb 29, 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +2.22K +5.25% $0.00 44.5K Feb 29, 2024 Direct F1
transaction PRU Common Stock Tax liability -$118K -1.08K -2.43% $108.99 43.4K Feb 29, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -2.3K -100% $0.00* 0 Feb 29, 2024 Common Stock 2.3K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1.72K -49.99% $0.00 1.72K Feb 29, 2024 Common Stock 1.72K $0.00 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -2.22K -33.33% $0.00 4.44K Feb 29, 2024 Common Stock 2.22K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes when the restricted shares vested.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.