Scott W. Carnahan - Feb 21, 2024 Form 4 Insider Report for PennyMac Mortgage Investment Trust (PMT)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Carnahan
Stock symbol
PMT
Transactions as of
Feb 21, 2024
Transactions value $
-$24,558
Form type
4
Date filed
2/22/2024, 06:39 PM
Previous filing
Dec 18, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMT Common Shares of Beneficial Interest Sale -$24.6K -1.79K -15.45% $13.75 9.78K Feb 21, 2024 Direct F1
holding PMT Common Shares of Beneficial Interest 3.22K Feb 21, 2024 Revocable Living Trust
holding PMT Common Shares of Beneficial Interest 5.94K Feb 21, 2024 Schwab CBP LP
holding PMT Common Shares of Beneficial Interest 15.3K Feb 21, 2024 Schwab IRA
holding PMT Common Shares of Beneficial Interest 8.22K Feb 21, 2024 Schwab Roth IRA
holding PMT Common Shares of Beneficial Interest 6.15K Feb 21, 2024 Schwab SEP IRA
holding PMT Common Shares of Beneficial Interest 18.1K Feb 21, 2024 UBS IRA
holding PMT Common Shares of Beneficial Interest 10.3K Feb 21, 2024 Wells CBP LP
holding PMT Common Shares of Beneficial Interest 4.55K Feb 21, 2024 Wells Roth IRA
holding PMT Series A Preferred Stock 141 Feb 21, 2024 Revocable Living Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported amount consists of 8,058 restricted share units and 1,717.61 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.