Scott W. Carnahan - Dec 14, 2023 Form 4 Insider Report for PennyMac Mortgage Investment Trust (PMT)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Carnahan
Stock symbol
PMT
Transactions as of
Dec 14, 2023
Transactions value $
-$539,000
Form type
4
Date filed
12/18/2023, 06:09 PM
Previous filing
Jun 29, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMT Common Shares of Beneficial Interest Will/Inheritance $0 +1.72K +17.45% $0.00 11.6K Sep 29, 2023 Direct F1
transaction PMT Common Shares of Beneficial Interest Sale -$539K -35K -65.97% $15.40 18.1K Dec 14, 2023 UBS IRA
transaction PMT Series A Preferred Stock Will/Inheritance $0 +141 $0.00 141 Sep 26, 2023 Revocable Living Trust
transaction PMT Common Shares of Beneficial Interest Will/Inheritance $0 +3.22K $0.00 3.22K Oct 2, 2023 Revocable Living Trust
holding PMT Common Shares of Beneficial Interest 5.94K Dec 14, 2023 Schwab CBP LP
holding PMT Common Shares of Beneficial Interest 15.3K Dec 14, 2023 Schwab IRA
holding PMT Common Shares of Beneficial Interest 8.22K Dec 14, 2023 Schwab Roth IRA
holding PMT Common Shares of Beneficial Interest 6.15K Dec 14, 2023 Schwab SEP IRA
holding PMT Common Shares of Beneficial Interest 10.3K Dec 14, 2023 Wells CBP LP
holding PMT Common Shares of Beneficial Interest 4.55K Dec 14, 2023 Wells Roth IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported amount consists of 9,844 restricted share units and 1,717.61 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.