Santhosh Keshavan - Feb 20, 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Information Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 20, 2024
Transactions value $
-$549,477
Form type
4
Date filed
2/22/2024, 04:15 PM
Previous filing
Jul 5, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +8.35K +44.33% $0.00 27.2K Feb 20, 2024 Direct F1
transaction VOYA Common Stock Options Exercise $0 +8.38K +30.82% $0.00 35.6K Feb 20, 2024 Direct F1
transaction VOYA Common Stock Tax liability -$549K -7.83K -22.02% $70.14 27.7K Feb 20, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -8.35K -39.37% $0.00 12.9K Feb 20, 2024 Common Stock 8.35K Direct F2
transaction VOYA Performance Stock Unit Options Exercise $0 -8.38K -19.28% $0.00 35.1K Feb 20, 2024 Common Stock 8.38K Direct F3
holding VOYA Performance-Based Stock Options 35.6K Feb 20, 2024 Common Stock 35.6K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Information Officer