Santhosh Keshavan - 03 Jul 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Information Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
03 Jul 2023
Net transactions value
$0
Form type
4
Filing time
05 Jul 2023, 17:14:10 UTC
Previous filing
23 Feb 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +1,679 +9.8% $0.000000 18,843 03 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -1,679 -7.3% $0.000000 21,215 03 Jul 2023 Common Stock 1,679 Direct F2
holding VOYA Performance Stock Unit 43,480 03 Jul 2023 Common Stock 43,480 Direct F3
holding VOYA Performance-Based Stock Options 35,587 03 Jul 2023 Common Stock 35,587 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Information Officer