Wilda Siu - Jan 26, 2024 Form 3 Insider Report for Heliogen, Inc. (HLGN)

Signature
/s/ Deborah Chen, Attorney-in-Fact
Stock symbol
HLGN
Transactions as of
Jan 26, 2024
Transactions value $
$0
Form type
3
Date filed
2/5/2024, 05:07 PM
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HLGN Common Stock 11.5K Jan 26, 2024 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 7,857 shares of restricted stock units ("RSUs") granted on November 2, 2022 under Issuer's 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of the common stock of the Issuer. 714 of the shares underlying the RSUs vest quarterly on each March 15, June 15, September 15 and December 15 following the date of this statement so that the RSUs are fully vested as of September 15, 2026, subject to the Reporting Person's continuous service.
F2 Includes 87 shares of RSUs granted on March 1, 2023 under the Plan. Each RSU represents a contingent right to receive one share of the common stock of the Issuer. The shares underlying the RSUs vest on March 1, 2024, subject to the Reporting Person's continuous service.
F3 Includes 1,057 shares of RSUs granted on June 1, 2023 under the Plan. Each RSU represents a contingent right to receive one share of the common stock of the Issuer. 81 of the shares underlying the RSUs vest quarterly on each March 15, June 15, September 15 and December 15 following the date of this statement so that the RSUs are fully vested as of March 15, 2027, subject to the Reporting Person's continuous service.
F4 Consists of 2,487 shares of common stock of the Issuer received from previously vested RSUs, net of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement. The sales were mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction.