Denise Pickett - Jan 29, 2024 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Jan 29, 2024
Transactions value $
-$7,593,005
Form type
4
Date filed
1/31/2024, 06:47 PM
Previous filing
Feb 16, 2023
Next filing
May 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $4.26M +21.2K +166.49% $201.43 33.9K Jan 29, 2024 Direct F2, F3
transaction AXP Common Stock Tax liability -$2.28M -11.3K -33.45% $201.43 22.5K Jan 29, 2024 Direct F4
transaction AXP Common Stock Options Exercise $0 +20.5K +91.06% $0.00 43K Jan 29, 2024 Direct
transaction AXP Common Stock Options Exercise $0 +16.6K +38.53% $0.00 59.6K Jan 29, 2024 Direct
transaction AXP Common Stock Sale -$4.18M -20.5K -34.4% $203.96 39.1K Jan 30, 2024 Direct F5
transaction AXP Common Stock Sale -$3.38M -16.6K -42.4% $203.96 22.5K Jan 30, 2024 Direct F6
transaction AXP Common Stock Sale -$2M -9.83K -43.62% $203.96 12.7K Jan 30, 2024 Direct F7
holding AXP Common Stock 1.44K Jan 29, 2024 By ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -20.5K -100% $0.00* 0 Jan 29, 2024 Common Stock 20.5K $131.68 Direct
transaction AXP Employee Stock Option (Right to Buy) Award $0 +16.6K $0.00 16.6K Jan 29, 2024 Common Stock 16.6K $116.26 Direct F8
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -16.6K -100% $0.00* 0 Jan 29, 2024 Common Stock 16.6K $116.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
F2 Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F3 Includes shares acquired pursuant to dividend reinvestment.
F4 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F5 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F6 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F7 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F8 The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.