Denise Pickett - 14 Feb 2023 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
14 Feb 2023
Net transactions value
-$3,501,396
Form type
4
Filing time
16 Feb 2023, 16:30:59 UTC
Previous filing
01 Feb 2023
Next filing
31 Jan 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $1,684,820 +16,688 +68% $100.96 41,245 14 Feb 2023 Direct
transaction AXP Common Stock Sale $5,186,217 -28,688 -70% $180.78 12,557 14 Feb 2023 Direct F1, F2
holding AXP Common Stock 1,418 14 Feb 2023 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -16,688 -100% $0.000000* 0 14 Feb 2023 Common Stock 16,688 $100.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $180.37 to $181.11. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2 Includes shares acquired pursuant to dividend reinvestment.
F3 Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.