Cedric Francois - Jan 29, 2024 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
Chief Executive Officer, Director
Signature
/s/ David Watson, attorney-in-fact for Cedric Francois
Stock symbol
APLS
Transactions as of
Jan 29, 2024
Transactions value $
-$182,345
Form type
4
Date filed
1/31/2024, 04:26 PM
Previous filing
Jan 23, 2024
Next filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Sale -$182K -2.84K -0.89% $64.14 318K Jan 29, 2024 Direct F1
holding APLS Common Stock 533K Jan 29, 2024 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023 - 2) F2
holding APLS Common Stock 654K Jan 29, 2024 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F3
holding APLS Common Stock 300K Jan 29, 2024 Indirect Owner (The Francois Grossi Trust) F4
holding APLS Common Stock 234K Jan 29, 2024 Indirect Owner (The Francois-DuBois Educational Trust) F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents shares sold to cover tax withholding on the Restricted Stock Units released on 01/26/2024.
F2 The securities are held by The Cedric Francois Irrevocable Trust of 2023 - 2. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023 - 2. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 - 2 except to the extent of his pecuniary interest therein.
F3 The securities are held by The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein.
F4 The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein.
F5 The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein.