Cedric Francois - Jan 22, 2024 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
Chief Executive Officer, Director
Signature
/s/ David Watson, attorney-in-fact for Cedric Francois
Stock symbol
APLS
Transactions as of
Jan 22, 2024
Transactions value $
-$872,961
Form type
4
Date filed
1/23/2024, 07:28 PM
Previous filing
Jan 17, 2024
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Sale -$873K -13.4K -4.02% $65.00 320K Jan 22, 2024 Direct F1
holding APLS Common Stock 533K Jan 22, 2024 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023 - 2) F2
holding APLS Common Stock 654K Jan 22, 2024 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F3
holding APLS Common Stock 300K Jan 22, 2024 Indirect Owner (The Francois Grossi Trust) F4
holding APLS Common Stock 234K Jan 22, 2024 Indirect Owner (The Francois-DuBois Educational Trust) F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents shares sold to cover tax withholding on the Restricted Stock Units released on 01/19/2024.
F2 The securities are held by The Cedric Francois Irrevocable Trust of 2023 - 2. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023 - 2. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 - 2 except to the extent of his pecuniary interest therein. Number includes 150,000 shares previously incorrectly allocated to The Cedric Francois Irrevocable Trust of 2023.
F3 The securities are held by The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein. Number reduced by 150,000 shares to reflect correct allocation to The Cedric Francois Irrevocable Trust of 2023.
F4 The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein.
F5 The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein.