DAVID P. PHILLIPS - 31 Dec 2023 Form 5 Insider Report for PUBLIX SUPER MARKETS INC

Signature
/s/ Monica Allman, POA on file for David Phillips
Issuer symbol
N/A
Transactions as of
31 Dec 2023
Net transactions value
+$120,457
Form type
5
Filing time
26 Jan 2024, 11:02:15 UTC
Previous filing
03 Feb 2023
Next filing
24 Jan 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding Common Stock 814,390 31 Dec 2023 Direct
holding Common Stock 85,125 31 Dec 2023 By IRA
holding Common Stock 35,000 31 Dec 2023 By Custodian For Child
holding Common Stock 573,145 31 Dec 2023 By Spouse as Trustee for Irrevocable Trusts
holding Common Stock 11,491 31 Dec 2023 By 401(k) F1
holding Common Stock 348,273 31 Dec 2023 By ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERP Stock Award $120,457 +8,279 +8.4% $14.55* 107,078 01 Mar 2023 Common Stock 8,279 By SERP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F2 Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
F3 Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.