Key facts
- This page summarizes David P. Phillips's Form 5 filing for PUBLIX SUPER MARKETS INC.
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 03 Feb 2023, 10:19.
David P. Phillips - 31 Dec 2022 Form 5 Insider Report for PUBLIX SUPER MARKETS INC
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- N/A
- Reported as of
- 31 Dec 2022
- Net transaction value
- +$128,068
- SEC form
- 5
- Accepted by SEC
- 03 Feb 2023, 10:19:06 UTC
- Prior SEC filing
- 28 Jan 2022
- Next SEC filing
- 26 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Monica Allman, POA on file for David Phillips
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David P. Phillips filed Form 5 for PUBLIX SUPER MARKETS INC on 03 Feb 2023.
Change
- Previous filing in this sequence was filed on 28 Jan 2022.
- Current net transaction value: +$128,068.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 814,390
- Date
- 31 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
No ticker
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 35,000
- Date
- 31 Dec 2022
- Ownership
- By Custodian For Child
- Footnotes
- F1
No ticker
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 85,125
- Date
- 31 Dec 2022
- Ownership
- By IRA
- Footnotes
- F1
No ticker
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 573,145
- Date
- 31 Dec 2022
- Ownership
- By Spouse as Trustee for Irrevocable Trusts
- Footnotes
- F1
No ticker
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 346,596
- Date
- 31 Dec 2022
- Ownership
- By ESOP
- Footnotes
- F2
No ticker
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,197
- Date
- 31 Dec 2022
- Ownership
- By 401(k)
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
No ticker
transaction
Derivative
SERP Stock
Award
- Transaction value
- $128,068
- Shares
- +9,307
- Change %
- +10%
- Price
- $13.76
- Shares after
- 98,799
- Date
- 01 Mar 2022
- Ownership
- By SERP
- Underlying class
- Common Stock
- Underlying amount
- 9,307
- Exercise price
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The number of shares reported as beneficially owned has been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
Footnote F2
Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c). The number of shares reported had been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
Footnote F3
Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c). The number of shares reported had been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
Footnote F4
Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan. The number of shares reported has been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.