Sandra van Trease - 31 Dec 2023 Form 5 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Sandra Van Trease
Issuer symbol
EFSC
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
5
Filing time
19 Jan 2024, 14:27:27 UTC
Previous filing
13 Dec 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 45,112 31 Dec 2023 By Trust
holding EFSC Common Stock 0 31 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Phantom Stock 3,594 31 Dec 2023 Common Stock 3,594 Direct F1, F2
holding EFSC Phantom Stock 4,910 31 Dec 2023 Common Stock 4,910 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F2 Shares of common stock will be distributed on January 2, 2025, the deferral date identified by the director in accordance with the terms of the Plan.
F3 Shares of common stock will be distributed on January 2, 2024, the deferral date identified by the director in accordance with the terms of the Plan.