Sandra van Trease - 02 Jan 2024 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Sandra Van Trease
Issuer symbol
EFSC
Transactions as of
02 Jan 2024
Net transactions value
$0
Form type
4
Filing time
04 Jan 2024, 12:34:48 UTC
Previous filing
19 Jan 2024
Next filing
12 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Options Exercise $0 +4,910 +152% $0.000000 8,138 02 Jan 2024 Direct
transaction EFSC Common Stock Other $0 +207 +2.5% $0.000000 8,345 02 Jan 2024 Direct F1
holding EFSC Common Stock 41,884 02 Jan 2024 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Options Exercise $0 -4,910 -100% $0.000000* 0 02 Jan 2024 Common Stock 4,910 Direct F2, F3
holding EFSC Phantom Stock 3,594 02 Jan 2024 Common Stock 3,594 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dividend equivalent shares on deferred stock vesting.
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed on January 2, 2024, the deferral date identified by the director in accordance with the terms of the Plan.
F4 Shares of common stock will be distributed on January 2, 2025, the deferral date identified by the director in accordance with the terms of the Plan.