| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTBK | Common Stock, No Par Value | Options Exercise | $126,365 | +31,750 | +35% | $3.98 | 121,994 | 10 Jan 2024 | Direct | |
| holding | HTBK | Common Stock, No Par Value | 48,308 | 10 Jan 2024 | Indirect by IRA |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTBK | Employee Stock Option (right to buy) | Options Exercise | $0 | -31,750 | -100% | $0.000000* | 0 | 10 Jan 2024 | Heritage Commerce Corp - Common Stock | 31,750 | $3.98 | Direct | |
| holding | HTBK | Employee Stock Option (right to buy) | 30,875 | 10 Jan 2024 | Heritage Commerce Corp - Common Stock | 30,875 | $4.92 | Direct |