Thomas P. Doyle - 15 Dec 2023 Form 4/A Insider Report for Heliogen, Inc. (HLGN)

Role
Chief Commercial Officer
Signature
/s/ Deborah Chen, Attorney-in-Fact
Issuer symbol
HLGN
Transactions as of
15 Dec 2023
Net transactions value
-$1,184
Form type
4/A
Filing time
21 Dec 2023, 17:26:27 UTC
Date Of Original Report
19 Dec 2023
Previous filing
22 Jun 2023
Next filing
18 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLGN Common Stock Tax liability $823 -438 -2.4% $1.88 17,938 15 Dec 2023 Direct F1, F2
transaction HLGN Common Stock Tax liability $360 -174 -0.97% $2.07 17,764 15 Dec 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
F2 On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.

Remarks:

The original Form 4, filed on December 19, 2023, is being amended by this Form 4/A to correct the previously reported balances in Item 5 of Table 1. The beginning balance of the number of shares previously reported did not reflect the Reverse Stock Split and has now been adjusted to reflect the Reverse Stock Split.