Gregory E. Johnson - Sep 30, 2023 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Chairman, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Sep 30, 2023
Transactions value $
$0
Form type
5
Date filed
12/21/2023, 02:24 PM
Previous filing
Sep 5, 2023
Next filing
Nov 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift $0 -227K -9.59% $0.00 2.14M May 26, 2023 Direct F1
holding BEN Common Stock, par value $.10 6.87K Sep 30, 2023 By 401(k) F2
holding BEN Common Stock, par value $.10 2.57M Sep 30, 2023 By Business Limited Partnership F3
holding BEN Common Stock, par value $.10 247K Sep 30, 2023 By Children or As Trustee For Children F4
holding BEN Common Stock, par value $.10 24K Sep 30, 2023 By Spouse F5
holding BEN Common Stock, par value $.10 396K Sep 30, 2023 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2023.
F3 Business limited partnership under control of Reporting Person.
F4 Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F5 Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F6 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.