Key facts
- This page summarizes Gregory E. Johnson's Form 4 filing for FRANKLIN RESOURCES INC (BEN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 05 Sep 2023, 15:07.
Gregory E. Johnson - 31 Aug 2023 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)
- Reporting relationship
- Executive Chairman, Director
- Issuer ticker
- BEN
- Reported as of
- 31 Aug 2023
- Net transaction value
- -$567,343
- SEC form
- 4
- Accepted by SEC
- 05 Sep 2023, 15:07:08 UTC
- Prior SEC filing
- 10 Feb 2023
- Next SEC filing
- 21 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Virginia Rosas, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gregory E. Johnson filed Form 4 for FRANKLIN RESOURCES INC (BEN) on 05 Sep 2023.
Change
- Previous filing in this sequence was filed on 10 Feb 2023.
- Current net transaction value: -$567,343.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BEN
transaction
Common Stock, par value $.10
Tax liability
- Transaction value
- $567,343
- Shares
- -21,217
- Change %
- -0.89%
- Price
- $26.74
- Shares after
- 2,362,166
- Date
- 31 Aug 2023
- Ownership
- Direct
- Footnotes
- F1, F2
BEN
holding
Common Stock, par value $.10
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,720
- Date
- 31 Aug 2023
- Ownership
- By 401(k)
- Footnotes
- F3
BEN
holding
Common Stock, par value $.10
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,565,000
- Date
- 31 Aug 2023
- Ownership
- By Business Limited Partnership
- Footnotes
- F4
BEN
holding
Common Stock, par value $.10
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,100
- Date
- 31 Aug 2023
- Ownership
- By Business Trust
- Footnotes
- F5
BEN
holding
Common Stock, par value $.10
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 247,461
- Date
- 31 Aug 2023
- Ownership
- By Children or As Trustee For Children
- Footnotes
- F6
BEN
holding
Common Stock, par value $.10
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,967
- Date
- 31 Aug 2023
- Ownership
- By Spouse
- Footnotes
- F7
BEN
holding
Common Stock, par value $.10
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 396,000
- Date
- 31 Aug 2023
- Ownership
- By Venture Limited Partnership
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
Footnote F2
Of the amount of securities beneficially owned, 33,203 shares represent unvested restricted stock units.
Footnote F3
Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of January 13, 2023.
Footnote F4
Business limited partnership under control of Reporting Person.
Footnote F5
Business trust for the benefit of Reporting Person and Reporting Person's children.
Footnote F6
Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
Footnote F7
Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
Footnote F8
Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.