Gregory E. Johnson - Aug 31, 2023 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Chairman, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Aug 31, 2023
Transactions value $
-$567,343
Form type
4
Date filed
9/5/2023, 03:07 PM
Previous filing
Feb 10, 2023
Next filing
Dec 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability -$567K -21.2K -0.89% $26.74 2.36M Aug 31, 2023 Direct F1, F2
holding BEN Common Stock, par value $.10 6.72K Aug 31, 2023 By 401(k) F3
holding BEN Common Stock, par value $.10 2.57M Aug 31, 2023 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 8.1K Aug 31, 2023 By Business Trust F5
holding BEN Common Stock, par value $.10 247K Aug 31, 2023 By Children or As Trustee For Children F6
holding BEN Common Stock, par value $.10 24K Aug 31, 2023 By Spouse F7
holding BEN Common Stock, par value $.10 396K Aug 31, 2023 By Venture Limited Partnership F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2 Of the amount of securities beneficially owned, 33,203 shares represent unvested restricted stock units.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of January 13, 2023.
F4 Business limited partnership under control of Reporting Person.
F5 Business trust for the benefit of Reporting Person and Reporting Person's children.
F6 Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F7 Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F8 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.