Gregory E. Johnson - Sep 30, 2022 Form 5/A Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Chairman, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Sep 30, 2022
Transactions value $
$0
Form type
5/A
Date filed
12/21/2023, 02:20 PM
Date Of Original Report
Oct 27, 2022
Previous filing
Dec 14, 2021
Next filing
Nov 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift +884 +0.04% 2.31M Dec 13, 2021 Direct F1
transaction BEN Common Stock, par value $.10 Gift +1.77K +0.73% 245K Dec 13, 2021 By Children or As Trustee For Children F1, F2
transaction BEN Common Stock, par value $.10 Gift +884 +4.03% 22.8K Dec 13, 2021 By Spouse F1, F3
transaction BEN Common Stock, par value $.10 Gift -200 -0.01% 2.31M May 9, 2022 Direct F1
holding BEN Common Stock, par value $.10 6.65K Sep 30, 2022 By 401(k) F4
holding BEN Common Stock, par value $.10 2.57M Sep 30, 2022 By Business Limited Partnership F5
holding BEN Common Stock, par value $.10 396K Sep 30, 2022 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F3 Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F4 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 27, 2022.
F5 Business limited partnership under control of Reporting Person.
F6 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.

Remarks:

This Form 5A is filed to include the additional gift of shares made on May 9, 2022.