Gregory E. Johnson - Dec 13, 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Chairman, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Dec 13, 2021
Transactions value $
$305,647
Form type
4
Date filed
12/14/2021, 02:51 PM
Previous filing
Nov 10, 2021
Next filing
Oct 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Award $306K +8.96K +0.39% $34.12 2.31M Dec 13, 2021 Direct F1, F2
holding BEN Common Stock, par value $.10 6.37K Dec 13, 2021 By 401(k) F3
holding BEN Common Stock, par value $.10 2.57M Dec 13, 2021 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 8.1K Dec 13, 2021 By Business Trust F5
holding BEN Common Stock, par value $.10 243K Dec 13, 2021 By Children or As Trustee For Children F6
holding BEN Common Stock, par value $.10 22K Dec 13, 2021 By Spouse F7
holding BEN Common Stock, par value $.10 396K Dec 13, 2021 By Venture Limited Partnership F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 13, 2021, the Reporting Person was granted a restricted stock unit award.
F2 Of the amount of securities beneficially owned, 133,259 shares represent unvested restricted stock and stock unit awards.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021.
F4 Business limited partnership under control of Reporting Person.
F5 Business trust for the benefit of Reporting Person and Reporting Person's children.
F6 Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F7 Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F8 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.