Thomas M. Krummel - Dec 20, 2023 Form 4 Insider Report for CALIFORNIA WATER SERVICE GROUP (CWT)

Role
Director
Signature
/s/ Michelle R. Mortensen on behalf of Thomas M. Krummel
Stock symbol
CWT
Transactions as of
Dec 20, 2023
Transactions value $
-$29,665
Form type
4
Date filed
12/20/2023, 05:42 PM
Previous filing
Dec 7, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWT Common Stock Sale -$29.7K -555 -2.04% $53.45 26.6K Dec 20, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 1. This transaction was executed in a single transaction at a price of $53.45 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.