Thomas M. Krummel - Dec 6, 2023 Form 4 Insider Report for CALIFORNIA WATER SERVICE GROUP (CWT)

Role
Director
Signature
/s/ Michelle R. Mortensen on behalf of Thomas M. Krummel
Stock symbol
CWT
Transactions as of
Dec 6, 2023
Transactions value $
-$29,448
Form type
4
Date filed
12/7/2023, 03:50 PM
Previous filing
Nov 15, 2023
Next filing
Dec 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWT Common Stock Disposed to Issuer -$29.4K -555 -2% $53.06 27.2K Dec 6, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices from 52.945 to 53.285. Upon requste by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2 Thomas M Krummel, M.D., appointed to California Water Service Group Board of Directors effective July 1, 2010.