Jennifer M. Johnson - 17 Nov 2023 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
17 Nov 2023
Net transactions value
$0
Form type
4
Filing time
14 Dec 2023, 20:24:46 UTC
Previous filing
06 Nov 2023
Next filing
05 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift -3,435 -0.13% 2,598,670 17 Nov 2023 Direct F1
transaction BEN Common Stock, par value $.10 Gift +3,435 +0.76% 454,999 17 Nov 2023 By Children or As Trustee For Children/Nephews F1, F2
transaction BEN Common Stock, par value $.10 Gift -687 -0.03% 2,597,983 22 Nov 2023 Direct F1
transaction BEN Common Stock, par value $.10 Gift +1,152 +0.05% 2,559,505 12 Dec 2023 Direct F1
transaction BEN Common Stock, par value $.10 Gift +9,216 +2% 464,215 12 Dec 2023 By Children or As Trustee For Children/Nephews F1, F2
holding BEN Common Stock, par value $.10 2,394 17 Nov 2023 By 401(k) F3
holding BEN Common Stock, par value $.10 2,625,000 17 Nov 2023 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 198,000 17 Nov 2023 By Venture Limited Partnership F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Shares held by Reporting Person's children or by Reporting Person as trustee for her children/nephews. Reporting Person disclaims beneficial ownership of such shares.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2023.
F4 Business limited partnership under control of Reporting Person.
F5 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.