Jennifer M. Johnson - Nov 17, 2023 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
President and CEO, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Nov 17, 2023
Transactions value $
$0
Form type
4
Date filed
12/14/2023, 08:24 PM
Previous filing
Nov 6, 2023
Next filing
Dec 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift -3.44K -0.13% 2.6M Nov 17, 2023 Direct F1
transaction BEN Common Stock, par value $.10 Gift +3.44K +0.76% 455K Nov 17, 2023 By Children or As Trustee For Children/Nephews F1, F2
transaction BEN Common Stock, par value $.10 Gift -687 -0.03% 2.6M Nov 22, 2023 Direct F1
transaction BEN Common Stock, par value $.10 Gift +1.15K +0.05% 2.56M Dec 12, 2023 Direct F1
transaction BEN Common Stock, par value $.10 Gift +9.22K +2.03% 464K Dec 12, 2023 By Children or As Trustee For Children/Nephews F1, F2
holding BEN Common Stock, par value $.10 2.39K Nov 17, 2023 By 401(k) F3
holding BEN Common Stock, par value $.10 2.63M Nov 17, 2023 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 198K Nov 17, 2023 By Venture Limited Partnership F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Shares held by Reporting Person's children or by Reporting Person as trustee for her children/nephews. Reporting Person disclaims beneficial ownership of such shares.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2023.
F4 Business limited partnership under control of Reporting Person.
F5 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.