Jennifer M. Johnson - Dec 1, 2023 Form 4/A - Amendment Insider Report for FRANKLIN RESOURCES INC (BEN)

Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Dec 1, 2023
Transactions value $
-$1,015,717
Form type
4/A - Amendment
Date filed
12/5/2023, 04:33 PM
Date Of Original Report
Dec 5, 2023
Previous filing
Dec 14, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability -$1.02M -39.6K -1.52% $25.63 2.56M Dec 1, 2023 Direct F1, F2
holding BEN Common Stock, par value $.10 2.39K Dec 1, 2023 By 401(k) F3
holding BEN Common Stock, par value $.10 2.63M Dec 1, 2023 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 452K Dec 1, 2023 By Children or As Trustee For Children F5
holding BEN Common Stock, par value $.10 198K Dec 1, 2023 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2 Of the amount of securities beneficially owned, 613,696 shares represent unvested restricted stock units.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2023.
F4 Business limited partnership under control of Reporting Person.
F5 Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F6 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.

Remarks:

This amendment on Form 4/A to the original Form 4 filed on December 5, 2023 is made solely to correct the Transaction Date due to a typographical error. All other information in the original Form 4 remains the same.