| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BEN | Common Stock, par value $.10 | -Tax liability | -$1,015,717 | -39,630 | -1.52% | $25.63 | 2,562,475 | Dec 1, 2023 | Direct | F1, F2 |
| holding | BEN | Common Stock, par value $.10 | 2,394 | Dec 1, 2023 | By 401(k) | F3 | |||||
| holding | BEN | Common Stock, par value $.10 | 2,625,000 | Dec 1, 2023 | By Business Limited Partnership | F4 | |||||
| holding | BEN | Common Stock, par value $.10 | 451,564 | Dec 1, 2023 | By Children or As Trustee For Children | F5 | |||||
| holding | BEN | Common Stock, par value $.10 | 198,000 | Dec 1, 2023 | By Venture Limited Partnership | F6 |
| Id | Content |
|---|---|
| F1 | Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. |
| F2 | Of the amount of securities beneficially owned, 613,696 shares represent unvested restricted stock units. |
| F3 | Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2023. |
| F4 | Business limited partnership under control of Reporting Person. |
| F5 | Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. |
| F6 | Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts. |
This amendment on Form 4/A to the original Form 4 filed on December 5, 2023 is made solely to correct the Transaction Date due to a typographical error. All other information in the original Form 4 remains the same.