Jason Philip DiNapoli - 13 Dec 2023 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
Debbie Reuter as Attorney in fact for Jason DiNapoli
Issuer symbol
HTBK
Transactions as of
13 Dec 2023
Net transactions value
$0
Form type
4
Filing time
14 Dec 2023, 19:24:25 UTC
Previous filing
04 May 2023
Next filing
14 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Gift $0 -1,479 -4.4% $0.000000 31,956 13 Dec 2023 Direct F1
transaction HTBK Common Stock, No Par Value Gift $0 -1,479 -4.6% $0.000000 30,477 13 Dec 2023 Direct F2
transaction HTBK Common Stock, No Par Value Gift $0 -1,479 -4.9% $0.000000 28,998 13 Dec 2023 Direct F3, F4
transaction HTBK Common Stock, No Par Value Gift $0 +1,479 +11% $0.000000 15,429 13 Dec 2023 By Daughter
holding HTBK Common Stock, No Par Value 340,187 13 Dec 2023 By Partnership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person to a daughter who does not live in the reporting person's household.
F2 This transaction involved a gift of securities by the reporting person to a son who does not live in the reporting person's household.
F3 This transaction involved a gift to the reporting person's daughter who lives in the reporting person's household.
F4 Direct beneficial ownership of shares held by the reporting person after completion of the above gift transactions.