Duoduo (howard) Huang - 15 Nov 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
15 Nov 2023
Net transactions value
-$3.12
Form type
4
Filing time
17 Nov 2023, 10:00:35 UTC
Previous filing
20 Sep 2023
Next filing
21 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $150,719 +7,076 +2555% $21.30 7,353 15 Nov 2023 Direct
transaction YUMC Common Stock Disposed to Issuer $150,722 -3,288 -45% $45.84 4,065 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -7,076 -100% $0.000000* 0 15 Nov 2023 Common Stock 7,076 $21.30 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.