Duoduo (Howard) HUANG - Nov 15, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 15, 2023
Transactions value $
-$3
Form type
4
Date filed
11/17/2023, 10:00 AM
Previous filing
Sep 20, 2023
Next filing
Dec 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $151K +7.08K +2554.51% $21.30 7.35K Nov 15, 2023 Direct
transaction YUMC Common Stock Disposed to Issuer -$151K -3.29K -44.72% $45.84 4.07K Nov 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -7.08K -100% $0.00* 0 Nov 15, 2023 Common Stock 7.08K $21.30 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.