Duoduo (Howard) HUANG - Sep 18, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Sep 18, 2023
Transactions value $
$0
Form type
4
Date filed
9/20/2023, 06:29 AM
Previous filing
Jun 22, 2023
Next filing
Nov 17, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +13 +0.21% $0.00 6.08K Sep 18, 2023 Common Stock 13 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Award $0 +2 +0.22% $0.00 912 Sep 18, 2023 Common Stock 2 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Award $0 +11 +0.23% $0.00 4.86K Sep 18, 2023 Common Stock 11 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Award $0 +11 +0.23% $0.00 4.86K Sep 18, 2023 Common Stock 11 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3 This grant does not have an expiration date.
F4 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest
F5 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest