Brian A. Howard - Nov 13, 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role: EVP, Pres. Tompkins Fin. Adv.
Signature: /s/ Brian A. Howard
Stock symbol: TMP
Transactions as of: Nov 13, 2023
Transactions value $: -$228,600
Form type: 4
Date filed: 11/15/2023, 12:45 PM
Previous filing: Nov 14, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TMP	Common Stock	Disposed to Issuer	-$27.8K	-312	-4.23%	$89.21	7.07K	Nov 13, 2023	Direct	F1
transaction	TMP	Common Stock	Disposed to Issuer	-$55.6K	-877	-12.41%	$63.44	6.19K	Nov 13, 2023	Direct	F1
transaction	TMP	Common Stock	Disposed to Issuer	-$85.6K	-1.02K	-16.48%	$83.97	5.17K	Nov 13, 2023	Direct	F1
transaction	TMP	Common Stock	Disposed to Issuer	-$59.5K	-730	-14.12%	$81.48	4.44K	Nov 13, 2023	Direct	F1
holding	TMP	Common Stock						0	Nov 13, 2023	401(K) DC Plan
holding	TMP	Common Stock						790	Nov 13, 2023	401(K) ESOP
holding	TMP	Common Stock						2.68K	Nov 13, 2023	By 401(K) ISOP

Showing 1 to 7 of 7 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Brian A. Howard is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Forfeiture of restricted stock following retirement from the company.