Brian A. Howard - Nov 13, 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Signature
/s/ Brian A. Howard
Stock symbol
TMP
Transactions as of
Nov 13, 2023
Transactions value $
-$228,600
Form type
4
Date filed
11/15/2023, 12:45 PM
Previous filing
Nov 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Disposed to Issuer -$27.8K -312 -4.23% $89.21 7.07K Nov 13, 2023 Direct F1
transaction TMP Common Stock Disposed to Issuer -$55.6K -877 -12.41% $63.44 6.19K Nov 13, 2023 Direct F1
transaction TMP Common Stock Disposed to Issuer -$85.6K -1.02K -16.48% $83.97 5.17K Nov 13, 2023 Direct F1
transaction TMP Common Stock Disposed to Issuer -$59.5K -730 -14.12% $81.48 4.44K Nov 13, 2023 Direct F1
holding TMP Common Stock 0 Nov 13, 2023 401(K) DC Plan
holding TMP Common Stock 790 Nov 13, 2023 401(K) ESOP
holding TMP Common Stock 2.68K Nov 13, 2023 By 401(K) ISOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Brian A. Howard is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Forfeiture of restricted stock following retirement from the company.