David Kershaw - 09 Nov 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
SVP, PAO
Signature
/s/ David. K. Kershaw
Issuer symbol
TMP
Transactions as of
09 Nov 2023
Net transactions value
+$29,081
Form type
4
Filing time
13 Nov 2023, 13:40:17 UTC
Previous filing
10 Oct 2023
Next filing
14 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Award $35,714 +700 +22% $51.02 3,825 09 Nov 2023 Direct F1
transaction TMP Common Stock Tax liability $2,143 -42 -1.1% $51.02 3,783 09 Nov 2023 Direct F2
transaction TMP Common Stock Tax liability $2,551 -50 -1.3% $51.02 3,733 09 Nov 2023 Direct F2
transaction TMP Common Stock Tax liability $1,939 -38 -1% $51.02 3,695 09 Nov 2023 Direct F2
holding TMP Common Stock 1,222 09 Nov 2023 by 401(k)
holding TMP Common Stock 2,417 09 Nov 2023 by ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
F2 Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.