Brian A. Howard - Nov 9, 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role: EVP, Pres. Tompkins Fin. Adv.
Signature: /s/ Brian A. Howard
Stock symbol: TMP
Transactions as of: Nov 9, 2023
Transactions value $: -$21,020
Form type: 4
Date filed: 11/13/2023, 01:38 PM
Previous filing: Nov 15, 2022
Next filing: Nov 14, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TMP	Common Stock	Tax liability	-$6.63K	-130	-1.64%	$51.02	7.77K	Nov 9, 2023	Direct	F1
transaction	TMP	Common Stock	Tax liability	-$8.11K	-159	-2.05%	$51.02	7.61K	Nov 9, 2023	Direct	F1
transaction	TMP	Common Stock	Tax liability	-$6.28K	-123	-1.62%	$51.02	7.49K	Nov 9, 2023	Direct	F1
holding	TMP	Common Stock						0	Nov 9, 2023	401(K) DC Plan
holding	TMP	Common Stock						790	Nov 9, 2023	401(K) ESOP
holding	TMP	Common Stock						2.68K	Nov 9, 2023	By 401(K) ISOP

Showing 1 to 6 of 6 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.